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Critical points of f(x, y) = x^3 - 3x + y^2

Step by step, with the reason for every step · Local maximum, minimum and saddle points · Calculus 3

Step by step

The question

Question: find and classify the critical points of f(x, y) = x³ − 3x + y².

f(x, y) = x3 − 3x + y2

1 Find the critical points

At a top, a bottom or a saddle, the surface is flat: both partial derivatives are 0.

Term by term.

x³: the power 3 comes down.

The power goes down by 1.

So 3x².

3x gives 3.

y² has no x: it is a fixed number, so it gives 0.

∂f∂x = 3x2 − 3 + 0

Drop the zeros: ∂f/∂x = 3x² − 3.

∂f∂x = 3x2 − 3

Term by term.

x³ has no y: it is a fixed number, so it gives 0.

3x has no y: it is a fixed number, so it gives 0.

y²: the power 2 comes down.

The power goes down by 1.

So 2y.

∂f∂y = 0 + 0 + 2y

Drop the zeros: ∂f/∂y = 2y.

∂f∂y = 2y

Set ∂f/∂x = 0.

It has only x in it.

3x2 − 3 = 0

Move the number and divide by 3: x² = 1.

x2 = 1

Two numbers square to 1: x = 1 or −1.

x = 1 or x = −1

Set ∂f/∂y = 0.

It has only y in it.

2y = 0

Divide by 2: y = 0.

y = 0

Every x goes with every y: 2 critical points.

= (1, 0), (−1, 0)

2 The second partials

Term by term.

3x²: the power 2 comes down: 3 times 2 is 6.

The power goes down by 1.

So 6x.

3 has no x: it is a fixed number, so it gives 0.

fxx = 6x + 0

Drop the zeros: f_xx = 6x.

fxx = 6x

Term by term.

2y gives 2.

So f_yy = 2.

fyy = 2

Term by term.

3x² has no y: it is a fixed number, so it gives 0.

3 has no y: it is a fixed number, so it gives 0.

fxy = 0 + 0

Drop the zeros: f_xy = 0.

fxy = 0

The test number: D = f_xx × f_yy − (f_xy)².

D = fxx × fyy − (fxy)²

3 Test each point

At (1, 0): f_xx is 6, f_yy is 2, f_xy is 0.

So D is 12.

D(1, 0) = 6 × 2 − 0² = 12

Careful!

f_xx alone is not enough.

If D is negative, it is a saddle, whatever f_xx is.

Careful: D first, then the sign of fxx

D is positive and f_xx is positive: a bowl.

A local minimum.

There f is −2.

(1, 0): = local minimum, f = −2

At (−1, 0): f_xx is −6, f_yy is 2, f_xy is 0.

So D is −12.

D(−1, 0) = (−6) × 2 − 0² = −12

D is negative: up one way, down the other.

A saddle point.

(−1, 0): = saddle point

4 Check

Let's check.

Here is the surface near (1, 0).

It is a bowl: the point is at the bottom.

Now small steps away from the point.

Near (1, 0), one step gives a bigger value, the other a bigger one.

That fits a local minimum.

Right!

f(1, 0) = −2: f(1.1, 0) = −1.969, f(1, 0.1) = −1.99

Near (−1, 0), one step gives a bigger value, the other a smaller one.

That fits a saddle point.

Right!

f(−1, 0) = 2: f(−1, 0.1) = 2.01, f(−0.9, 0) = 1.971

Let's look back.

First: find the critical points.

Then: the second partials.

Then: test each point.

Last: check.

Answer
= (1, 0), (−1, 0)

Your turn

Try this one yourself, then check:

Find and classify the critical points of f(x, y) = 2x3 − 6x + 3y2
Show the answer
local minimum at (1, 0); saddle point at (−1, 0)

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